Our Process

Capital Preservation. Powerful Performance. Risk Management.

Our ServicesAt StoneCastle Investment Management Inc., whether you are a private client or an independent investment advisor, you can expect and receive exceptionally personalized investment advisory and fund management services.

We believe in open investor communication and transparency. Accordingly, we encourage both our private clients and third party investment advisors to provide us with their e-mail address so they can receive a monthly performance update and detailed holdings report

The goal of this regular correspondence is to openly communicate the only thing that counts: results. We subscribe to the notion that it is in the interest of StoneCastle Investment Management Inc. to have our investors understand the companies in which they have a stake.

Our Principles

The following principles govern the StoneCastle Investment Management Inc. process:

  1. Superior Risk Adjusted Returns: We look for returns on an annual basis, asset growth and – most important – security. All are fundamental to our approach.
  2. Investment Methodology: Both disciplined and strict. We use a rigorous risk controlled quantitative research process to identify compelling investments.
  3. Flexible Investment Mandates: We look for companies with solid and improving fundamentals, superior earnings, and exceptional growth potential. This enables the portfolio managers to take advantage of all opportunities.
  4. Pay for Performance: We are ruthless. Put another way, if a stock is not performing, it is sold and replaced with one that is. The portfolio managers are directly compensated for generating returns for investors.