Ethics & Principles

Focused on Performance

Ethics & Principles

StoneCastle Investment Management Inc. adheres to a strict code of ethics and conduct. Employees and employee’s spouses are encouraged to invest alongside our clients in the funds. We eat our own cooking.

As a result, we scrupulously eliminate any conflict of interest issues by ensuring that every member of our team is focused on the performance of our funds. Our interests are aligned with those of our investors.

StoneCastle Investment Management Inc. has adopted the Code of Ethics and Standards of Professional Conduct of the CFA Institute – the CFA program is the most widely known and respected investment credential in the world.

Our funds are independently audited annually.